ncd disclaimer
NCD Disclaimer
Important information regarding Non-Convertible Debentures (NCD) and related services.
SMIFS Limited, (in short “the Company/ SMIFS”) having Registered & Corporate office at 5th Floor, Vaibhav Building, 4, Lee Rd, Sreepally, Bhowanipore, Kolkata, West Bengal 700020 is regulated by the Securities and Exchange Board of India (“SEBI”) and is engaged in the business of Stock Broking, Depository Services, Portfolio Management, Research Services and Distribution of Financial Products and related allied activities for which SMIFS is registered with various regulators. SMIFS Limited includes Subsidiaries, Group and Associate Companies, Promoter, Directors, Employees and affiliates.
In no event will we be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection with, the use of this website.Through this website you are able to link to other websites which are not under the control of SMIFS Limited. We have no control over the nature, content and availability of those sites. The inclusion of any links does not necessarily imply a recommendation or endorse the views expressed within them.
SMIFS is a Trading Member of National Stock Exchange of India Limited (NSE); BSE Limited (BSE), Metropolitan Stock Exchange of India Limited (MSEI), Multi Commodity of Exchange of India Limited (MCX) and National Commodity and Derivatives Exchange Limited (NCDEX) with SEBI Registration Number: INZ000220635.
SMIFS is registered as a Research Analyst Entity. The Research Reports are prepared and distributed by SMIFS in the capacity of a Research Analyst as per Regulation 19 & 22(1) of SEBI (Research Analysts) Regulations 2014, having SEBI Registration Number – INH300001474.
SMIFS is a Depository Participant of National Securities Depository Limited (NSDL) bearing DP ID – IN301629 and Central Depository Services (India) Limited (CDSL) bearing DP ID – 12016000 with SEBI Registration Number IN-DP-414-2019.
SMIFS is also registered as a Portfolio Manager with SEBI Registration Number INP000004623 and Research Analyst with SEBI Registration Number INH300001474.
SMIFS is also registered with Association of Mutual Funds of India (AMFI) with ARN Code 3080 for the distribution of Mutual Fund Units of various reputed Asset Management Companies and registered with Association of Portfolio Managers in India (APMI), having APRN - APRN00855.
Stewart & Mackertich Commodities Limited is a subsidiary of SMIFS Limited and a Trading Member of National Commodity and Derivatives Exchange Limited (NCDEX) with SEBI Registration Number INZ000064332.
SMIFS Wealth Management Limited is also a subsidiary of SMIFS Limited, registered with the Association of Portfolio Managers in India (APMI), having APRN – APRN APRN05659.
You are requested to keep us updated at all times with your key KYC information such as correspondence address, email address, mobile number, Aadhaar number, bank account details, latest income details, etc. This will enable us to serve you better. Please be aware of spam SMS, Email alerts and Calls from fraudsters and do not share your account details with anyone.
Investments in the securities market are subject to market risks. Please read all related documents carefully before making any investment decisions. This communication is intended solely for informational purposes and should not be construed as investment advice for the purchase or sale of any financial instrument. Any securities mentioned are provided only as examples and do not constitute a recommendation
The contents herein shall not be considered as an invitation or persuasion to trade or invest. SMIFS LIMITED and affiliates accept no liabilities for any loss or damage of any kind arising out of any actions taken in reliance thereon. Please note that Brokerage would not exceed the SEBI prescribed limit. SMIFS LIMITED acts in the capacity of distributor for Products such as PMS, OFS, Mutual Funds, IPOs and/or NCD etc. All disputes with respect to the distribution activity, would not have access to the Stock Exchange(s) investor redressal forum or the Arbitration mechanism.
It is to be distinctly understood that filing of the issue document or issue related documents to the Securities and Exchange Board of India (SEBI) should not in any way be deemed or construed to mean that the same has been cleared or approved by SEBI. SEBI does not take any responsibility either for the financial soundness of any scheme or the project for which the issue is proposed to be made or for the correctness of the statements made or opinions expressed in the issue document or issue related documents. The lead manager(s), has certified that the disclosures made in the issue document or issue related documents are generally adequate and are in conformity with the regulations. This requirement is to facilitate investors to take an informed decision for making investment in the proposed issue.
It is distinctly understood that the issue document or issue related documents should not in any way be deemed or construe to be approved or vetted by RBI. RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of the issuer or for the correctness of any of the statements or representations made or opinions expressed by the issuer and for discharge of liability by the issuer. The RBI neither accepts any responsibility nor guarantee for the payment of any amount due to any investor in respect of the proposed NCDs issue.
Investors should carefully review the offer document, including the terms and conditions, before investing.The issuer's credit rating and financial stability may affect the value and performance of the debentures. The information provided in this material is for informational purposes only and should not be considered as financial advice.
Investors are advised to read the Risk Factors carefully before taking an investment decision. For taking an investment decision, the investors must rely on their own examination of the Issuer and the Issue including the risks involved.
This document has not been and will not be approved by any regulatory authority in India, including the Securities and Exchange Board of India, the Reserve Bank of India or any Stock Exchange in India.
SMIFS acts in the capacity of a distributor of AMCs under AMFI. Mutual Fund Investments are subject to market risks. Please read all scheme-related documents carefully before investing. Investment in the securities involves risks. The user is required to undergo risk profiling before investing. Guided view is indicative in nature and is based on the information provided by the user voluntarily. Each user of this information should make such an investigation as it deems necessary to arrive at an independent evaluation of an investment in the securities of companies referred here (including the merits and risks involved) and should consult its own advisors to determine the merits and risks of such investment. Past performance is not necessarily a guide to future performance.
Accounts for Trading and/or Demat and/or Portfolio Management and/or Research Services etc. would be open after all procedure relating to client registration, IPV and client due diligence is completed. Margin Trading facility is offered by SMIFS LIMITED in terms of the provisions of SEBI Circular CIR/MRD/DP/54/2017 dated June 13, 2017, and the terms and conditions mentioned in rights and obligations statement issued.
For any grievance relating to Stock Broking/ Depository Services Operations and/or PMS and/or Research Service, please call 033- 4057 2625 / 18001231540 or write to helpdesk; Email ID: helpdesk@smifs.com.
In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:
For online dispute resolution platform-Smart ODR
Third-Party Products are not Exchange-Traded.
SMIFS Limited, only distributes and/or offers third-party products as a facilitator/ distributor. Disputes related to these products and its associated activities could NOT be resolved through Stock Exchange Arbitration, SCORES, or the ODR platform.
The Third Party Products that are being offered are governed by its respective Regulated Entity.
Clients are free to choose whether or not to avail themselves of third-party products. There is no obligation or coercion of any kind to subscribe to or use these offerings. No employee, associate, or agent of the broker is authorized to influence client decisions regarding third-party products
For any query you may write to us at helpdesk@smifs.com or reach our Helpdesk Team on +91 33 4057 2625/35/45 or 18001231540
The research reports are prepared and distributed by SMIFS LIMITED in the capacity of a Research Analyst as per Regulation 22(1) of SEBI (Research Analysts) Regulations 2014. Any documents/reports/research analysis available on the Website does not constitute an offer or solicitation for the purchase or sale of any Security / financial instrument or as an official confirmation of any transaction. SMIFS Limited or any of its Directors, Employees, agents or representatives shall not be in any way responsible for any loss or damage that may arise to any person from any inadvertent error in the information contained in this report. The documents/reports/research analyses are provided for assistance only and is not intended to be and must not alone be taken as the basis for any decision. The user assumes the entire risk of any use made of this information. This information is strictly confidential and is being furnished to you solely for your information. This information should not be reproduced or redistributed or passed on directly or indirectly in any form to any other person or published, copied, in whole or in part, for any purpose. The distribution of documents/reports/research analysis in certain jurisdictions may be restricted by law, and persons in whose possession this document comes, should inform themselves about and observe, any such restrictions. The information given in such documents/reports/research analysis is as of the date and time of the documents/reports/research analysis and there can be no assurance that future results or events will be consistent with this information. The information is subject to change without any prior notice. SMIFS Limited or any of its Directors, Employees, agents or representatives reserves the right to make modifications and alterations to this statement as may be required from time to time. However, SMIFS Limited or any of its Directors, Employees, agents or representatives is under no obligation to update or keep the information current. Neither SMIFS Limited nor any of its affiliates, group companies, directors, employees, agents or representatives shall be liable for any damages whether direct, indirect, special or consequential including lost revenue or lost profits that may arise from or in connection with the use of the information. For data reference to any third party in this material no such party will assume any liability for the same. All layout, design, original artwork, concepts and other Intellectual Properties, remains the property and copyright of SMIFS Limited and may not be used in any form or for any purpose whatsoever by any party without the express written permission of the copyright holders.
Compliance Officer:
Sudipto Datta,
5F Vaibhav, 4 Lee Road, Kolkata 700020, West Bengal, India.
Contact No : +91 33 4011 5414 / +91 33 6634 5414
Email Id : compliance@smifs.com
CONTACT US
Whether you have a query, need assistance, or wish to explore our services, our team is here to help. We believe clear communication is essential to building trust and supporting confident decision-making.
or you can reach out us at
