policies
Policies
Our policies and procedures that govern our operations and client relationships.
| SR.NO | PARTICULARS | |
|---|---|---|
| 1 | DEALING ROOM COMPLIANCE POLICY | |
| 2 | PRE-FUNDED INSTRUMENT POLICY | |
| 3 | DORMANT & INACTIVE ACCOUNT POLICY | |
| 4 | PML & CFT POLICY | |
| 5 | RMS & COMPLIANCE ETHICS POLICY | |
| 6 | POLICY ON UNSOLICITED MESSAGES [SMS STOCKS] | |
| 7 | MARGIN TRADING FACILITY [MTF] POLICY | |
| 8 | INVESTOR GRIEVANCE REDRESSAL POLICY | |
| 9 | SURVEILLANCE POLICY | |
| 10 | KYC REGISTRATION - PROCEDURE | |
| 11 | MANDATORY POLICIES | |
| 12 | UNAUTHENTIC NEWS CIRCULATION POLICY | |
| 13 | RISK MANAGEMENT POLICY | |
| 14 | CONFLICT OF INTEREST POLICY | |
| 15 | POLICY & PROCEDURES FOR VOICE LOGGER SYSTEM | |
| 16 | MARGIN TRADING POLICY | |
| 17 | DEALING ROOM POLICY | |
| 18 | INSIDER TRADING POLICY | |
| 19 | POLICY FOR UNAUTHENTIC NEWS CIRCULATION | |
| 20 | SETTLEMENT OF RUNNING ACCOUNT POLICY |
CONTACT US
Whether you have a query, need assistance, or wish to explore our services, our team is here to help. We believe clear communication is essential to building trust and supporting confident decision-making.
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